Compliance

Regulatory Compliance

YaxisAI maintains compliance with key financial and data protection regulations across multiple jurisdictions to ensure our platform meets the highest standards for enterprise financial software.

Financial Regulations

• SOX Compliance: Support for Sarbanes-Oxley Act requirements for financial reporting controls
• GAAP/IFRS: Financial reporting templates aligned with accounting standards
• SEC Reporting: Tools to support public company financial disclosure requirements
• Financial Services: Banking and financial services regulatory compliance support

Data Protection

• GDPR: Full compliance with European General Data Protection Regulation
• CCPA: California Consumer Privacy Act compliance for US users
• PIPEDA: Personal Information Protection for Canadian users
• Data Localization: Regional data storage options where required

Security Certifications

• SOC 2 Type II: Annual audits for security, availability, and confidentiality
• ISO 27001: Information security management system certification
• PCI DSS: Payment card industry data security standards (where applicable)
• Cloud Security: CSA STAR and FedRAMP compliance frameworks

Industry Standards

• AICPA: American Institute of CPAs professional standards
• COSO Framework: Committee of Sponsoring Organizations risk management
• COBIT: Control Objectives for Information Technologies
• NIST: National Institute of Standards and Technology cybersecurity framework

Audit and Monitoring

We maintain comprehensive audit trails and monitoring systems:

• Complete user activity logging and audit trails
• Regular third-party compliance assessments
• Automated compliance monitoring and reporting
• Annual penetration testing and security reviews

Documentation and Reporting

YaxisAI provides comprehensive compliance documentation and reporting capabilities to support your organization's compliance requirements, including audit-ready reports and data export functionalities.

Compliance Contact

For compliance-related questions or certification requests, contact our compliance team at compliance@yaxisai.com.